华泰柏瑞新兴产业混合:2018年年度报告
2019-03-27
华泰柏瑞新兴产业混合A
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W:N-lg bN÷ Ve6‘Vú[b Sxn[v—^Mu ‘D§ (2) ‘P:vR |{ ‘P:N Yxn¤eR |{N: NQlQAN÷P<‘ QvSR¨Qe_Sg c_vv‘P:SQvN‘ P:0 g,Wú‘RMfeà‘P:R |{N:NQlQAN÷P<‘ QvSR¨Qe_Sg c_vv‘P:0 g, Wú‘ g vQvN‘P:S bìQvNT |{^”Nk>y{I0 7.4.4.4 ‘D§T‘P:vR Yxn¤ T ~í‘~kbxn¤ ‘D§ ‘P:Ng,Wú‘ N:‘]QwTT vN ee c QlQAN÷PN-S T+vP:R8woeb N k!–doeó-pekbvR)`o SUrìxn¤N:^”e6y v0 ^”e6k>yTQvN‘P:vvQsN¤ 9(QeR Yxn¤‘ {, 27 u Qq75 u SNlgt^b uee°QtN§Nm÷ 2018^t^t^bTJ [ùNNlQAN÷P<‘ QvSR¨Qe_Sg c_vv‘D§TNQlQAN÷P<‘ QvSR¨Qe_Sg c_vv‘P: c qgQlQAN÷PyTQvN‘P:‘([–E)sl NdJOYb g,LT ~í‘ ‘D§ná R gaNNKN v NN~kbxn¤ (1) e6S‘D§s°‘A‘TT gCR)~ kb (2) ‘D§]òl N g,Wú‘ ‘D§b@ggC N QàNNb@g v–ib‘ll~le e b (3) ‘D§]òl }q6g,Wú‘lg lN_lg OuY‘D§b@ggC N QàNNb@g v–ib‘l OFf/e>_ N[ù‘D§c§R60 ‘D§~kbxn¤e Qv&—b÷PyN-S T+vc }/g*R ‘M]ò[s°c_vS`Wú‘PyN-S T+vc }/g*[s°c_vS`Wú‘PyW(c gg xn¤vR)`oe6Qec [–E)sl{— [–E)slN v~l]_ vR c v~l{— {, 29 u Qq75 u SNlgt^b uee°QtN§Nm÷ 2018^t^t^bTJ 7.4.4.10 9(vxn¤T‘ g,Wú‘{t Nb‘lbX{9(9(mvg c Wú‘T ~[v9T{—elexn¤ QvN‘P:W(c gg xn¤vR)`oe/Qúc [–E)sl{— [–E)slN v~l]_ vR c v~l{— 7.4.4.11 Wú‘e6vR ‘M?{V kN Wú‘Ng T {IR ‘MC0 g,Wú‘6vNs°‘b_ R ‘M OFWú‘ g NSbés°‘ ~R)b \ s°‘R)c R ~–dCevWú‘QP<ê¨l:Wú‘LQbD gg+g* R ‘M) mN-vg*[s°è N:kcep S bìWú‘%m;R¨N§ vg*[s°c_vNSWú‘N¤ N§ vg*[s° ^sQ‘I R gg+ SOR ‘M)mv‘N:gg+g* R ‘M)mN-v]ò[s°è gg+g* R ‘M)mv g*[s°è N:ep R gg+ SOR ‘M)mv‘N:gg+g* R ‘M)m Ss]ò[s°è vbg*[s°è R T vOY ~[TJvbR ‘Mú‘6vN ~–dCeNb@g gCvlú0 7.4.4.12 Y ^ N¤ Y ^ N¤ c N¤ Su evSsg lGs\ Y ^ ‘b{—N:Nl ^ Qe& NQlQAN÷P<‘Y ^ —^' `'yv NO0PO0Pvw0 NK–D0 R8bDú‘DAS×–PhO0Pg R NN§ vR)`oSR)`o`'(e6QeN: U. {, 32 u Qq75 u SNlgt^b uee°QtN§Nm÷ 2018^t^t^bTJ (2) [ùWú‘R8^ W:N-S_—ve6Qe S bìNpSVhv]N÷e6Qe hvo0 ~R)e6QeS QvNe6Qe fN _e6O N b@_— 0 (3) [ùWú‘N ^ QlSS_—vo~R)b@_— c –P(1N*g NQ…(T+1N*g )v Qvo~ R)b@_—QhQe^”~z b@_— c –P(1N*g NN ó^t(T+1^t)v fQc 50%Qe^”~z b@ _— c –P…^tv fQM_e6N*Nb@_— 0 [ùWú‘ g vN ^ QlS–P. ‰ S_— vo0 ~R)e6Qe c qgN ‰{—~z c ê‰ew{— ‰RMS_—vo0 ~ R)e6Qe~~ífQc 50%Qe^”~z b@_— N @_—~N u(20%vz s_N*Nb@_— 0 [ùWú‘n/b mn/bDn/T¤b@N ^ H_—vo~R) HlS^” N-VR8 v{°~{— –P#QlS(NN {y N-V~{— )cQúu3÷ u1N-V~{— HlScOQ…W0N*N bDT Q HlSc qg20%vz sNbcN*Nb@_— 0 Wú‘n/b mn/bDn/T¤b@ N ^ v—^_—vo~R) u1N-V~{— qg20%vz sNbcN*Nb@_— 0 (4) Wú‘VQúhc 0.1%vz s4~hN¤ Sp± NpQehN _e6hN¤ Sp± 0 Wú ‘n/b mn/NpSV0 ~b0 ` T¤b@N ^ h c qgn/ryR+Le?S:s°Lz l‰4 ~Sp± 0 (5) g,Wú‘W^ ~b¤^úz 0 eY9 D TW0eeY9 D {Iz 9 qg[–E4~XP SUOM Nl ^ QC g,gg+ yv 2018^t12g 31e m;g [Xk> 190,544,265.06 [g [Xk> - QvN- [Xk>g –PN*g NQ… - [Xk>g –P-3N*g - [Xk>g –PN*g NN - QvN[Xk> - {, 33 u Qq75 u SNlgt^b uee°QtN§Nm÷ 2018^t^t^bTJ T 190,544,265.06 7.4.7.2 N¤ `'‘D§ SUOM Nl ^ QC g,gg+ yv 2018^t12g 31e b g, QlQAN÷P< QlQAN÷PR)`o 42,338.10 ^”e6[g [Xk>R)`o - ^”e6QvN[Xk>R)`o - ^”e6~{— N‘)`o 1,932.94 ^”e6P:R8R)`o - ^”e6D§e/c R8R)`o - ^”e6NpQe.R8R)`o - ^”e6u3->R)`o - ^”e6‘ ~bP [s`o - QvN 194.38 T 44,465.42 {, 34 u Qq75 u SNlgt^b uee°QtN§Nm÷ 2018^t^t^bTJ 7.4.7.6 QvND§ lè b*ó,bTJgg+ g,Wú‘*c g QvND§ 7.4.7.7 ^”NN¤ 9( SUOM Nl ^ QC g,gg+ yv 2018^t12g 31e N¤ b@^ W:^”NN¤ 9( 1,960,234.30 ”L^ W:^”NN¤ 9( 130.19 T 1,960,364.49 7.4.7.8 QvNP: SUOM Nl ^ QC g,gg+ yv 2018^t12g 31e ^”NR8UFN¤ SUQCO‘ - ^”NN9 - c9( 400,000.00 T 400,000.00 7.4.7.9 [e6Wú‘ ‘SUOM Nl ^ QC g,g yv 2018^t1g 16e(Wú‘T u eHe)ó018^t12g 31e Wú‘ N &—b Wú‘T u eHe 1,561,799,165.50 1,561,799,165.50 g,g u3- 15,469,771.39 15,469,771.39 g,g N N - S÷XkR -277,036,853.30 -277,036,853.30 - Wú‘R /Nb{—RM - - Wú‘R /Nb{—SR¨N - - g,g u3- - - g,g N N - S÷XkR - - g,gg+ 1,300,232,083.59 1,300,232,083.59 lè 1. u3-+lbQeN NT+lbQúN ‘ 2. g,Wú‘ê017^t12g 4eó018^t1g 10ekbg Ql_ SU. QqR– eHQ¤-D l ^ 1,560,114,523.07QC bT N:1,560,114,523.07NWú‘ h9cn0 SNlgt^b uee°QtN§Nm÷ ‘ T WR8bDú‘Rf Nf0 v‰ g,Wú‘zR– Q…¤-D § vR)`oe6QeNl {, 35 u Qq75 u SNlgt^b uee°QtN§Nm÷ 2018^t^t^bTJ ^ 1,684,642.43QCW(g,Wú‘ zT bT N:1,684,642.43NWú‘ R QeWú‘ g N& b70 3. h9cn0 SNlgt^b uee°QtN§Nm÷ WR8bDú‘ú‘ T 000 SNlgt^b uee°QtN§Nm÷ T WR8bDú‘Rf Nf0 S0 SNlgt^b uee°QtN§Nm÷ WR8bDú‘ e>e^8u3- N0 lbS[bN RvQlTJ0 vvQs‰ g,Wú‘2018^t1g 16e(Wú‘T u eHe)ó018 ^t3g 4ekbg fN T bD_ e> Wú‘¤ u3- NTlbN Rê018^t3g 5ew YR t 0 7.4.7.10 g*R ‘M)m SUOM Nl ^ QC yv ]ò[s°è g*[s°è g*R ‘M)mT Wú‘T u eHe - - - g,g R)m -211,460,631.43 -17,736,392.96 -229,197,024.39 g,g Wú‘N¤ 12,596,698.75 3,319,401.38 15,916,100.13 N§ vSR¨ep QvN- Wú‘3-> -573,439.36 -200,806.16 -774,245.52 Wú‘Nk> 13,170,138.11 3,520,207.54 16,690,345.65 g,g ]òR ‘M)m - - - g,gg+ -198,863,932.68 -14,416,991.58 -213,280,924.26 7.4.7.11 [Xk>R)`oe6Qe SUOM Nl ^ QC g,g yv 2018^t1g 16e(Wú‘T u eH e)ó018^t12g 31e m;g [Xk>R)`oe6Qe 3,077,977.36 [g [Xk>R)`oe6Qe - QvN[Xk>R)`oe6Qe - ~{— N‘)`oe6Qe 95,474.24 QvN 10,029.41 T 3,183,481.01 7.4.7.12 hbD6v 7.4.7.12.1 hbD6v NpSVh]N÷e6Qe SUOM Nl ^ QC g,g yv 2018^t1g 16e(Wú‘ T u eHe)ó018^t12g 31e SVQúhb N¤`; 3,468,248,605.74 {, 36 u Qq75 u SNlgt^b uee°QtN§Nm÷ 2018^t^t^bTJ Q SVQúhb g,`; 3,658,440,203.03 NpSVh]N÷e6Qe -190,191,597.29 7.4.7.13 P:R8bD6v 7.4.7.13.1 P:R8bD6vyvgb lè g,Wú‘,bTJg Q…eàP:R8bD6v0 7.4.7.13.2 P:R8bD6v NpSVP:R8]N÷e6Qe lè g,Wú‘,bTJg Q…eàP:R8bD6v0 7.4.7.13.3 P:R8bD6v N]N÷e6Qe lè g,Wú‘,bTJg Q…eàP:R8N]N÷e6Qe0 7.4.7.13.4 P:R8bD6v u3-N÷e6Qe lè g,Wú‘,bTJg Q…eàP:R8u3-N÷e6Qe0 7.4.7.13.5 D§e/c R8bD6v lè g,Wú‘,bTJg Q…eàD§e/c R8bD6v0 7.4.7.14 5‘^bD6v 7.4.7.14.1 5‘^bD6vyvgb lè g,Wú‘,bTJg Q…eà5‘^bD6v0 7.4.7.14.2 5‘^bD6v NpSV5‘^]N÷e6Qe lè g,Wú‘,bTJg Q…eà5‘^bD6v0 7.4.7.14.3 5‘^bD6v N]N÷e6Qe lè g,Wú‘,bTJg Q…eà5‘^bD6v0 7.4.7.14.4 5‘^bD6v u3-N÷e6Qe lè g,Wú‘,bTJg Q…eà5‘^bD6v0 7.4.7.15 Mu ]Qwe6v 7.4.7.15.1 Mu ]Qwe6v NpSVgC]N÷e6Qe lè g,Wú‘,bTJg Q…eàMu ]Qwe6v0 {, 37 u Qq75 u SNlgt^b uee°QtN§Nm÷ 2018^t^t^bTJ 7.4.7.15.2 Mu ]Qwe6v QvNbD6v lè g,Wú‘,bTJg Q…eàMu ]Qwe6v0 7.4.7.16 )e6v SUOM Nl ^ QC g,g yv 2018^t1g 16e(Wú‘T u eHe)ó018^t12g 31e hbD§ v)e6v 8,960,359.75 Wú‘D§ v)e6v - T 8,960,359.75 7.4.7.17 QlQAN÷PbK~í9 20,485.58 QvN9( 1,000.00 ”L&7g R9 21,000.00 T 442,485.58 7.4.8 b g Ny0 D§P:heT Nyvf 7.4.8.1 b g Ny b*óD§P:he g,Wú‘veà{O\b—2b g Ny0 7.4.8.2 D§P:heT Ny b*ó"bhbQúe g,Wú‘veà{O\b—2D§P:heT Ny0 7.4.9 QsTQs| QsTT y N g,Wú‘Qs| SNlgt^Wú‘t g –PlS( SNlgt^ Wú‘t N0 Wú‘èQv{°g:g0 Wú‘ U.g:g Wú‘ ) N-V”Lg –PlS( N-V”L ) Wú‘X{N0 Wú‘ U.g:g SNlR8g –PlS( SNlR8 ) Wú‘t Nv 0 Wú‘ U.g:g PineBridgeInvestmentLLC Wú‘t Nv ]e°S:e°bg/N§Ng –PlS Wú‘t Nv SNlT R8g –P#QlS( SNlT Wú‘t Nv SNlR8vc§PQlS R8 ) gt^r1^úD§{t (N mw)g –PlS Wú‘t Nvc§PQlS lè N sT¤ WGW(kc^8N R VQ… N ,UFN gak>z0 7.4.10 g,bTJg SN ^t^Skg vQsTN¤ {, 39 u Qq75 u SNlgt^b uee°QtN§Nm÷ 2018^t^t^bTJ 7.4.10.1 sTN¤ SUQCLvN¤ 7.4.10.1.1 hN¤ ‘SUOM Nl ^ QC g,g QsTT y 2018^t1g 16e(Wú‘T u eHe) ó018^t12g 31e S`_Sg h b N¤‘ b N¤`;v kO SNlR8 556,846,355.20 6.93% 7.4.10.1.2 gCN¤ lè g,bTJgg, Wú‘ QsTg*LgCN¤ 0 7.4.10.1.3 ^”e/NQsTvOc‘ ‘SUOM Nl ^ QC g,g QsTT y 2018^t1g 16e(Wú‘T u eHe)ó018^t12g 31e _Sg S`_Sg Oc‘ S`gg+ ^”NOc gg+ ^”NOc‘Y Oc‘ `;‘kO ‘;vkO SNlR8 526,206.00 7.08% 264,543.48 13.50% lè 1. N c‘^ W:N÷h<~g,Wú‘Wú‘t NN [ùeSOUFxn[ Nbc–d1N-VR8v{° ~{— –P#QlSe6Sv{9~bK9Q y:0 gCN¤ N Oc‘ 2. |{Oc‘Ovg R V bìOc‘6SeN:g,Wú‘OvR8bD zvb gT^ W:Oá`og R{I0 7.4.10.2 QsTb‘l 7.4.10.2.1 Wú‘t 9 SUOM Nl ^ QC g,g yv 2018^t1g 16e(Wú‘T u eH e)ó018^t12g 31e _Sg Su vWú‘”e/N 19,170,636.86 v{t 9 QvN- e/N U.g:gv 12,789,600.65 [b7~b¤9 lè e/NWú‘t NSNlgt^Wú‘{t Nb‘l RMN eWú‘D§QP<1.50%v^t9c e}/ógg ^ c g e/N0 Qv{—Ql_ N: e{t Nb‘l RMN eWú‘D§QP< × 1.50%/ _S^tY)ep0 7.4.10.2.2 Wú‘X{9 SUOM Nl ^ QC {, 40 u Qq75 u SNlgt^b uee°QtN§Nm÷ 2018^t^t^bTJ g,g yv 2018^t1g 16e(Wú‘T u eH e)ó018^t12g 31e _Sg Su vWú‘”e/N 3,195,106.13 vbX{9 lè e/NWú‘X{NN-V”LvbX{9 RMN eWú‘D§QP<0.25%v^t9c e}/ó kgg ^ c g e/N0 Qv{—Ql_ N: ebX{9 RMN eWú‘D§QP< × 0.25%/ _S^tY)ep0 7.4.10.2.3 U.g R9 lè g,g eàepcn0 7.4.10.3 N QsTL”LT N ^ W:vP:R8(T+V-N¤ lè g,Wú‘,bTJg Q…g*N QsTL”LT N ^ W:vP:R8(T+V-N¤ 0 7.4.10.4 T QsTbD,Wú‘`Q 7.4.10.4.1 bTJg Q…Wú‘t N(Vúg D‘D,Wú‘`Q lè g,bTJg Q… Wú‘t Ng*bD,Wú‘ 7.4.10.4.2 bTJgg+ –dú‘t NNKY vQvNQsTbD,Wú‘`Q lè g,bTJg Q… –dú‘t NNKY vQvNQsTg*bD,Wú‘ 7.4.10.5 u1QsTO{v”L[Xk>OYS_Sg N§ vR)`oe6Qe SUOM Nl ^ QC g,g QsT 2018^t1g 16e(Wú‘T u eHe) T y ó018^t12g 31e gg+ OY _Sg R)`oe6Qe N-V”L 190,544,265.06 3,077,977.36 lè g,Wú‘”L[Xk>u1Wú‘X{NN-V”LO{ c ”LT N R)s`o0 7.4.10.6 g,Wú‘(b g Q…SN QsTb R8v`Q lè g,Wú‘,g eàW(b g Q…SN QsTb R8v`Q0 7.4.11 R)mR ‘MQ lè g,Wú‘,bTJg Q…g*LR)mR ‘M 7.4.12 gg+ 2018^t12g 31e g,Wú‘ g vmAS×–PR8 7.4.12.1 Và¤-°S/XSR8Ngg+ c g vmAS×–PR8 ‘SUOM Nl ^ QC 7.4.12.1.1 S×–PR8|{R+ h {, 41 u Qq75 u SNlgt^b uee°QtN§Nm÷ 2018^t^t^bTJ ep‘ R8 R8 b R SmA mAS× ¤- gg+ O0 gg+ gg+ O0P< SUOM Y lè Nx T y ¤- e –P{W N÷h< P [Xe>W(g,Wú‘bX{NN-V”L VàN ”L[Xk>vQsvOáu(–i ‘'0 g,Wú‘(N¤ b@L vN¤ WGNN-VR8v{°~{— –P#QlSN:N¤ [ùbK[b R8N¤e6Tk>yn {— –i `'_\ W(”LT N ^ W:LN¤ RMWG[ùN¤ [ùbKLOáu(O0^v[ùR8N¤Rre_ L–P6N c§R6v^”vOáu(–i g,Wú‘Wú‘t N^úzNOáu(–it mAz ùbDyOáu({I~§O0gec§R6R8S LNvOáu(–i N ecS bDR ecOáu(–i {, 43 u Qq75 u SNlgt^b uee°QtN§Nm÷ 2018^t^t^bTJ N2018^t12g 31e g,Wú‘àP:R8bD 7.4.13.2.1 c wíg Oáu(~§ y:vP:R8bD lè eà0 7.4.13.2.2 c wíg Oáu(~§ y:vD§e/c R8bD lè eà0 7.4.13.2.3 c wíg Oáu(~§ y:vT N [XSUbD lè eà0 7.4.13.2.4 c g Oáu(~§ y:vP:R8bD lè eà0 7.4.13.2.5 c g Oáu(~§ y:vD§e/c R8bD lè eà0 7.4.13.2.6 c g Oáu(~§ y:vT N [XSUbD lè eà0 7.4.13.3 mAR¨`'–i mAR¨`'–i/c Wú‘(\eLN ‘P:g QsvNIReG0D‘í:v–i g,Wú‘mAR¨`' –i e—beêWú‘ g NS–‰BNQvc g vWú‘ SN e—beêbDy b@Y vN¤ ^ W:N m;^&gevSs°V– VàbD–-eàlW(^ W:Qús°RgplR¨v`QNN T t vN÷h ~[W(—^8`QN Nu3÷vY t e_ c§R6Và_ e>u3- Nj!_ ^&gevmAR¨`'–i g eHO–ú‘ g NR)v0 {, 44 u Qq75 u SNlgt^b uee°QtN§Nm÷ 2018^t^t^bTJ N2018^t12g 31e g,Wú‘@bbvQhè‘P:vT ~~[R0g eWGN:NN* g NQ…NN `o SNWú‘QP<(b@g gCv)eàVú[R0g eNN `o Vàkd&—bYSsN:g*bs°vT ~ R0g s°‘A‘ 7.4.13.3.1 ‘D§T‘P:vR0gg –P g lè eà0 7.4.13.3.2 bTJg Q…g,Wú‘T D§vmAR¨`'–i g g,Wú‘Wú‘t NW(Wú‘\ N-N%h_ R8bDú‘AR¨`'–it ‰0 (ê017^t10g 1ewL){Il‰‰B[ùg, Wú‘T D§vmAR¨`'–iL{t ìzv–it èè[ùg,Wú‘~T c N–-^c h 0 mAS×–P6vbDykONS~T W(wíeQ…Ss°v~üT c h {ImAR¨`'c h Lc ~í vvmKTR g g,Wú‘DN[QlSSLvR8^ P_ Wú‘qT c g N [N ^ QlSSLvSmAhN _—…N ^ Ql SSmAhv15% g,Wú‘ u1g,Wú‘Wú‘t N{t vQhèDT c g N [N ^ QlSS LvSmAh N _—…N ^ QlSSmAhv30%([Qhc qgg Qsc epgb kOLR8b D_ e>_ Wú‘N-VvO ¤[vrykbDT N S× O–P6)0 g,Wú‘@c è R8W(R8N¤ b@N ^ QvOYNSW(”LT N ^ W:N¤ è Wú‘D§mAf eS×–P6N ê1lv`QS‰–Dè7.4.120 kdY g,Wú‘VQúV-‘D§e_ P Qe wíg D‘”[ùmAR¨`'—lB QvN –P ,N …ú‘ g vP:R8bDQlQAN÷P<0 g,Wú‘;R¨bD NmAR¨`'S×–PD§v^ P0 ~{— Y N‘ [XQúO‘I0 {, 46 u Qq75 u SNlgt^b uee°QtN§Nm÷ 2018^t^t^bTJ 7.4.13.4.1.1 R)s–i^S SUOM Nl ^ QC g,gg+ 1-3N* 3N*g - 5^tN 2018^t12g 31 1N*g NQ… 1-5^t N `o T g 1^t N e D§ ”L[Xk> 190,544,265.06 - - - - - 190,544,265.06 ~{— N‘ 3,403,238.65 - - - - - 3,403,238.65 [XQúO‘ 391,024.72 - - - - - 391,024.72 N¤ `'‘D - - - - -890,672,372.01 890,672,372.01 N§ ^”e6R8n {— - - - - - 13,503,370.14 13,503,370.14 k> ^”e6R)`o - - - - - 44,465.42 44,465.42 ^”e6) - - - - - 3,289.63 3,289.63 QvND§ - - - - - - - D§`; 194,338,528.43 - - - -904,223,497.201,098,562,025.63 P: ^”NR8n {— - - - - - 7,609,710.87 7,609,710.87 k> ^”N{t Nb - - - - - 1,406,392.21 1,406,392.21 ‘l ^”NbX{9 - - - - - 234,398.73 234,398.73 ^”NN¤ 9( - - - - - 1,960,364.49 1,960,364.49 QvNP: - - - - - 400,000.00 400,000.00 P:`; - - - - - 11,610,866.30 11,610,866.30 R)seOa ^: 194,338,528.43 - - - -892,612,630.901,086,951,159.33 S lè hN-b@y:N:g,Wú‘D§SP:v&—b÷P< ^vc qgT ~‰vR)s‘°[N÷eb R0g e[peé NNR |{0 7.4.13.4.1.2 R)s–ieOa `'R g lè N2018^t12g 31e g,Wú‘*c g N¤ `'P:R8bD Vàkd^ W:R)svSR¨[ùNg,Wú‘D§Q P{I TR0g eW(N ^tNQ…v {, 48 u Qq75 u SNlgt^b uee°QtN§Nm÷ 2018^t^t^bTJ e?^P:R8vbDON ONNWú‘D§QPyTQvN‘P: Qv&—b÷PT~{— N‘ 193,947,503.71 17.65 8 QvNT yD§ 13,942,149.91 1.27 9 T 1,098,562,025.63 100.00 lè /N¤ g:R6bDn/lQAN÷PO ]O\ 13,643,400.76 1.26 R eS 0 OSZ1NPN 45,250,585.52 4.16 {, 51 u Qq75 u SNlgt^b uee°QtN§Nm÷ 2018^t^t^bTJ S ~üT - - T 832,054,592.01 76.55 8.2.2 bTJgg+ c LN R |{vn/bDhbDT S`Wú‘D§QP 13,503,370.14 3 ^”e6) 3,289.63 4 ^”e6R)`o 44,465.42 5 ^”e6u3-> - 6 QvN^”e6k> - 7 _…dJ9( - 8 QvN - 9 T 13,942,149.91 8.12.4 gg+ c g vY Nl vSlbP:R8f ~ lè g,Wú‘,bTJgg+g* c g Y Nl vSlbP:R80 8.12.5 gg+ RMSAT hN-[XW(mAS×–PQvf lè g,Wú‘,bTJgg+ c g vRMSAT hN-g*[XW(mAS×–P {, 60 u Qq75 u SNlgt^b uee°QtN§Nm÷ 2018^t^t^bTJ §9 Wú‘ g NOá`o 9.1 gg+ Wú‘ g Nb7epSc g N~g NSUOM N c g Nb7 b7WGc g v c g N~g ep(b7) Wú‘ g:gbD N*NbD S``;N S``;N c g N c g N kO kO 9,853 131,963.07 26,039,674.03 2.00% 1,274,192,409.56 98.00% 9.2 gg+ Wú‘t NvNNN TXc gg, Wú‘`Q yv c g N`;ep N S`Wú‘;NkO Wú‘t Nb@g NNN TX 111.59 0.0000% c gg, Wú‘ 9.3 gg+ Wú‘t NvNNN TXc gg, _ e>_ Wú‘`;‘:v`Q yv c g Wú‘`;‘ep‘: NN g,QlS~§{t NTX0 Wú‘Dx zv 0 èè#c gg, _ e>_ Wú‘ g,Wú‘ú‘t c gg, _ e>_ Wú‘ 0 {, 61 u Qq75 u SNlgt^b uee°QtN§Nm÷ 2018^t^t^bTJ §10 _ e>_ Wú‘SR¨ SUOM N Wú‘T u eHe 2018^t 1g 16e Wú‘`; 1,561,799,165.50 Wú‘T u eHewóTJggg+ Wú‘;u3- 15,469,771.39 Q:Wú‘T u eHewóTJggg+ Wú‘;NN 277,036,853.30 Wú‘T u eHewóTJggg+ Wú‘R SR¨N NQ\ - N"-"XkR g,bTJggg+ Wú‘`; 1,300,232,083.59 {, 62 u Qq75 u SNlgt^b uee°QtN§Nm÷ 2018^t^t^bTJ §11‘'NNcíy: 11.1 Wú‘ g NY'O Q bTJg Q…eàWú‘ g NY'O Q0 11.2 Wú‘t N0 Wú‘X{NvN èWú‘X{èèv‘'NNSR¨ 2018^t8g 20e QlSNT}gNfS‰Hu N:QlSRo`;~t gNfS‰Hu ]ò~§{t NTX R8bD_w QvNT}]òW(N-VR8bDú‘ SOO Y hH0 N NSR¨]òc vQs‰ Y hH0 QlTJ0 bTJg Q… 2018^t8g R 8QHu bNN-V”Lg –PlSLL0 N NSR¨]ò c vQs‰Y hH0 QlTJ0 11.3 m‰SWú‘t N0 Wú‘"§ Wú‘X{N Rv bTJg Q…eàm‰SWú‘t N0 Wú‘"§ Wú‘X{N Rv0 11.4 Wú‘DVueve9S bTJg Q…Wú‘DVueg*e9S0 11.5 N:Wú‘L[vO ^ NRb@`Q bTJg Q…Wú‘*e9X:Qv[vO ^ NRb@0 g,bTJg Wú‘”e/N~fnSNl8S-Y)O ^ NRb@ rykfnT O vb‘l:100,000.00QCNl ^ NRb@]òT g,Wú‘ON1^tv[ g R0 11.6 {t N0 bX{NSQv~§{t NTXS×z=gb Y Z{I`Q bTJg Q…Wú‘t N0 Wú‘X{NvbX{N RèèSQv~§{t NTXg*S×v{èèz=gb Y Z0 11.7 Wú‘u(R8QlSN¤ SUQCvg Qs`Q 11.7.1 Wú‘u(R8QlSN¤ SUQCLhbDOc‘/N`Q ‘SUOM Nl ^ QC R8UFT y N¤ SUQC hN¤ ^”e/NR8UFvOc‘ Y lè ep‘ S`_Sg h S`_Sg Oc‘ b N¤‘ b N¤`;vk Oc‘ `;‘kO O mwR8 2 1,004,895,052.72 12.51% 920,963.24 12.39% - l_R8 1 789,657,294.18 9.83% 747,688.25 10.06% - ^SR8 2 779,876,624.76 9.71% 718,697.10 9.67% - SN[‰R8 2 723,814,401.27 9.01% 674,085.80 9.07% - SNlR8 2 556,846,355.20 6.93% 526,206.00 7.08% - VR8 1 441,287,905.79 5.49% 410,966.79 5.53% - {, 63 u Qq75 u SNlgt^b uee°QtN§Nm÷ 2018^t^t^bTJ QtN R8 3 435,616,645.08 5.42% 396,977.91 5.34% - SN”kR8 1 388,468,511.70 4.84% 354,012.67 4.76% - QIY'R8 2 381,394,885.35 4.75% 349,876.17 4.71% - N-lR8 2 360,019,717.97 4.48% 335,286.39 4.51% - ‰… e" 2 314,674,598.51 3.92% 290,141.51 3.90% - [ t^”R8 2 264,668,774.06 3.29% 242,170.51 3.26% - ”R8 1 241,342,785.10 3.00% 224,762.47 3.02% - N-Oá^úb 3 182,180,626.50 2.27% 166,344.68 2.24% - [‰OáR8 2 163,508,780.79 2.04% 152,278.99 2.05% - N-”–E 3 127,627,983.86 1.59% 118,859.30 1.60% - N TR8 2 126,741,801.02 1.58% 115,499.70 1.55% - e°eR8 2 124,549,017.75 1.55% 115,062.44 1.55% - N-bR8 1 105,874,414.90 1.32% 96,483.73 1.30% - SNR8 1 98,570,882.82 1.23% 89,827.89 1.21% - VQCR8 1 78,978,100.11 0.98% 73,551.08 0.99% - ‰WR8 1 78,304,119.54 0.97% 72,922.96 0.98% - N eR8 3 73,181,969.76 0.91% 66,690.96 0.90% - SNR R8 1 65,605,807.41 0.82% 59,786.68 0.80% - `RlR8 1 52,731,909.33 0.66% 49,108.81 0.66% - VlT [‰ 1 51,424,011.42 0.64% 47,891.38 0.64% - l u R8 1 21,162,568.83 0.26% 19,285.52 0.26% - OáR8 1 - - - - - V‘R8 1 - - - - - VTR8 2 - - - - - WR8 1 - - - - - "R8 1 - - - - - VOáR8 2 - - - - - N T4R8 2 - - - - - nX"R8 1 - - - - - n$mwR8 1 - - - - - ‰… Oá 1 - - - - - VmwR8 1 - - - - - N-‘lS 2 - - - - - N-OáR8 1 - - - - - u3N [n 1 - - - - - {, 64 u Qq75 u SNlgt^b uee°QtN§Nm÷ 2018^t^t^bTJ S NSN 1 - - - - - mYUFR8 2 - - - - - ekcR8 2 - - - - - ‰èR8 1 - - - - - N S R8 1 - - - - - bUFR8 1 - - - - - 11.7.2 Wú‘u(R8QlSN¤ SUQCLQvNR8bD`Q ‘SUOM Nl ^ QC R8UFT y P:R8N¤ P:R8V-¤ gCN¤ S`_Sg P: S`_Sg P:R8 S`_SggC R8V- b N¤‘ b N¤`;vk b N¤‘ b N¤‘ b N¤`;v b N¤`; O kO vkO mwR8 - - - - - - l_R8 - - - - - - ^SR8 - - - - - - SN[‰R8 - - - - - - SNlR8 - - - - - - VR8 - - 2,400,000,000.00 70.59% - - QtN R8 - - - - - - SN”kR8 - - - - - - QIY'R8 - - 1,000,000,000.00 29.41% - - N-lR8 - - - - - - ‰… e" - - - - - - [ t^”R8 - - - - - - ”R8 - - - - - - N-Oá^úb - - - - - - [‰OáR8 - - - - - - N-”–E - - - - - - N TR8 - - - - - - e°eR8 - - - - - - N-bR8 - - - - - - SNR8 - - - - - - VQCR8 - - - - - - ‰WR8 - - - - - - {, 65 u Qq75 u SNlgt^b uee°QtN§Nm÷ 2018^t^t^bTJ N eR8 - - - - - - SNR R8 - - - - - - `RlR8 - - - - - - VlT [‰ - - - - - - l u R8 - - - - - - OáR8 - - - - - - V‘R8 - - - - - - VTR8 - - - - - - WR8 - - - - - - "R8 - - - - - - VOáR8 - - - - - - N T4R8 - - - - - - nX"R8 - - - - - - n$mwR8 - - - - - - ‰… Oá - - - - - - VmwR8 - - - - - - N-‘lS - - - - - - N-OáR8 - - - - - - u3N [n - - - - - - S NSN - - - - - - mYUFR8 - - - - - - ekcR8 - - - - - - ‰èR8 - - - - - - N S R8 - - - - - - bUFR8 - - - - - - 11.8 QvN‘'NN ^S÷ QlTJNy l[b—2_ l[b—2g SNlgt^b uee°QtN§Nm÷ W N-VR8b0 N mw 1 R8bDú‘ú‘T u eHQlTJ R8b0 R8eb 2018^t1g 17e SNlgt^Wú‘ g g P\rLR8 N-VR8b0 N mw 2 O0Pe^8u3- N R8b0 R8eb 3 V0 lb0 [g [bD 9 O `à{IN RQlTJ 2018^t3g 2e {, 66 u Qq75 u SNlgt^b uee°QtN§Nm÷ 2018^t^t^bTJ SNlgt^Wú‘t g –PlSQsN N-VR8b0 N mw SNlgt^b uee°QtN§Nm÷ W R8b0 R8eb 4 R8bDú‘018^tN;‰D W: V{IN R[‰c’ PGefP\u3-N vQlTJ 2018^t3g 5e SNlgt^Wú‘t g –PlSQsN N-VR8b0 N mw e× è Wú‘(V‘R8g R8b0 R8eb 5 –PlS_ Wú‘g [bD RvQlTJ 2018^t3g 7e SNlgt^Wú‘t g –PlSQsN N-VR8b0 N mw X U SNN:e× è Wú‘ R8b0 R8eb 6 g:gT e_ Wú‘lb0 [b Su3-b9O `à{IN RvQl TJ 2018^t3g 14e SNlgt^Wú‘t g –PlSQsN N-VR8b0 N mw 7 e× 54SêR8bDú‘e9Wú‘ R8b0 R8eb TTT bX{SOvQlTJ 2018^t3g 23e SNlgt^Wú‘t g –PlSQsN N-VR8b0 N mw 8 e× Wú‘ g g P\rLR8O0P< R8b0 R8eb etvcy:`'QlTJ 2018^t3g 24e SNlgt^Wú‘t g –PlSe× N-VR8b0 N mw 9 N§ Wú‘DDe/c R8vQlTJ R8b0 R8eb 2018^t4g 2e SNlgt^Wú‘t g –PlSQsN N-VR8b0 N mw X mW3vOáWú‘ U.g –PlS R8b0 R8eb 10 N:e× è Wú‘ g:gT e_ Wú‘lb0 [bSSR 9O `à{IN RvQlTJ 2018^t4g 13e SNlgt^Wú‘sNe× Wú‘@c N-VR8b0 N mw 11 g N-Qt 000063 O0P< et R8b0 R8eb QlTJ 2018^t4g 20e SNlgt^Wú‘ g g P\rLR8 N-VR8b0 N mw 12 O0PW0p N mw^ mfN e°S:l u 199_ Y'N”S^W:1S÷i|17\B bX{NOOb@ 13.3 g–e_ NpY bDSW(%N eQM9– N_Sc ]g,9- SpN0 bD[ùg,bTJYg u‘ S T¨Wú‘t NSNlgt^Wú‘t g –PlS0 [b7g Rpí~ 400-888-0001 QM9 021- 3878 4638 QlSQW@ www.huatai-pb.com SNlgt^Wú‘t g –PlS 2019^t3g 27e {, 73 u Qq75 u