SNlgt^e°~mNln/mpum;‘Mnm÷ W R8bDú‘ 2018^t^t^bTJ 2018^t12g 31e Wú‘t N SNlgt^Wú‘t g –PlS Wú‘X{N N-V”Lg –PlS Qúeg 2019^t3g 27e  SNlgt^e°~mNln/mm÷ 2018^t^t^bTJ §1 ‘‰y:Sv_U 1.1 ‘‰y: Wú‘t NvcNO ScNOg,bTJb@}DN [XW(ZPG°} [ü`'–H ‘'W ^v[ùQvQ…[vw [`'0 Qxn`'T[et`'bbN*R+S&vl_#0 g,^t^bTJ]ò~N R NKNN N rìzcN{~[WT a ^vu1cN{~S0 Wú‘X{NN-V”Lg –PlSh9cng,Wú‘T ‰ N2019^t3g 26eY h8Ng,bTJN- v"c h 0 QP_ Wú‘`;‘:v`Q................................. 61 §10 _ e>_ Wú‘SR¨........................................................................................................................ 62 §11 ‘'NNcíy:.................................................................................................................................. 63 11.1 Wú‘ g NY'O Q....................................................................................................... 63 11.2 Wú‘t N0 Wú‘X{NvN èWú‘X{èèv‘'NNSR¨....................................... 63 11.3 m‰SWú‘t N0 Wú‘"§ Wú‘X{N Rv........................................................... 63 11.4 Wú‘DVueve9S............................................................................................................... 63 11.5 N:Wú‘L[vO ^ NRb@`Q................................................................................... 63 11.6 {t N0 bX{NSQv~§{t NTXS×z=gb Y Z{I`Q................................................... 63 11.7 Wú‘u(R8QlSN¤ SUQCvg Qs`Q............................................................................... 63 11.8 QvN‘'NN........................................................................................................................... 68 §12 _qTbDQ{VvQvN‘‰á`o.................................................................................................... 75 12.1 bTJg Q…SUN bDc g Wú‘kO0b …0%v`Q........................................ 75 12.2 _qTbDQ{VvQvN‘‰á`o........................................................................................... 75 §13 Y geNv_U................................................................................................................................... 76 13.1 Y geNv_U........................................................................................................................... 76 13.2 [Xe>W0p.................................................................................................................................. 76 13.3 g–e_ .................................................................................................................................. 76 {, 4 u Qq76 u  SNlgt^e°~mNln/mm÷ 2018^t^t^bTJ §2 Wú‘N 2.1 Wú‘úg,`Q Wú‘ y SNlgt^e°~mNln/mpum;‘Mnm÷ WR8bDú‘ Wú‘y SNlgt^e°~mNln/mm÷ Wú‘;Nx 003413 Wú‘\e_ YQ~W_ e>_ Wú‘T u eHe 2016^t11g 25e Wú‘t N SNlgt^Wú‘t g –PlS Wú‘X{N N-V”Lg –PlS bTJgg+ Wú‘`; 21,034,958.14N Wú‘T [X~íg N [g 2.2 Wú‘§Tf bDh g,Wú‘ùe°~mNN;LN S\U0 O N vWúg, —b ~%rQLmQex zv béQúWúg,—boY}0 b `'oY}vQlSLbD W(N%h –Hn 2.4 Oá`ob—2_ {, 5 u Qq76 u  SNlgt^e°~mNln/mm÷ 2018^t^t^bTJ g,Wú‘[vOá`ob—2~T y N-VR8b0 N mwR8b0 R8eb v{}ú‘t^bTJkcev{t NN’TQQ http://www.huatai-pb.com W@ Wú‘t^bTJY nW0p Wú‘t NSWú‘X{NOOb@ 2.5 QvNvQsD yv T y RQlW0W@ O ^ NRb@ fnSNl8S-Y)O ^ NRb@ ryk N mwnVnè02S÷fnSNl8S-_11 fnT O i| lèQv{°g:g N mw^ mfN e°S:l u 199_ N mw SNlgt^Wú‘t g –PlS Y'N”S^W:1S÷17\B {, 6 u Qq76 u  SNlgt^e°~mNln/mm÷ 2018^t^t^bTJ §3N;‰"c h 0 Wú‘P_ c epR8bDú‘ SNlgt^yg m÷ WR8bDú‘ SNlgt^N÷P_ c epR8bDú ‘ SNlgt^N N-\ vN¤ W_ e>_ c epR8bDú‘TWú‘ SNlgt^Oáu(XR)P:R8W R8bDú‘ SNlgt^lm300N¤ W_ e>_ c epR8bDú‘ SNlgt^lm300N¤ W_ e>_ c epR8bDú‘TWú‘ SNlgt^z3Pee6vP:R8WR8bDú‘ SNlgt^‘ X_:m÷ W R8bDú‘ SNlgt^N0v~P:P:R8WR8bDú‘ SNlgt^[c[c~P:R8WR8bDú‘ SNlgt^R e°SG~§m÷ WR8bDú‘ SNlgt^N0lGP:R8WR8bDú‘ SNlgt^‘ O pum;‘Mnm÷ WR8bDú‘ SNlgt^R e°R¨Rum;‘Mnm÷ WR8bDú‘ SNlgt^‘ qR¨pum;‘Mnm÷ WR8bDú‘ SNlgt^yg hWR8bDú‘ SNlgt^e°R)pum; ‘Mnm÷ WR8bDú‘ SNlgt^N-500N¤ W_ e>_ c epR8bDú‘ SNlgt^N-500 N¤ W_ e>_ c epR8bDú‘TWú‘ SNlgt^m9 pum;‘Mnm÷ WR8bDú‘ SN lgt^‘ fzagpum;‘Mnm÷ WR8bDú‘ SNlgt^Pe^ m;pum;‘Mnm÷ WR8bDú ‘ SNlgt^‘ ~[ùe6v{Vue[g _ e>m÷ WSw R8bDú‘ SNlgt^N¤ W'^ W: pum;‘Mnm÷ W Wú‘ SNlgt^N-VR62025pum;‘Mnm÷ WR8bDú‘ SNlgt^oR±R¨R R8bDú‘ SNlgt^|Vbpum;‘Mnm÷ WR8bDú‘ SNlgt^‘ [ùQz3Pee6v[ g _ e>m÷ WSw R8bDú‘ SNlgt^Y)m['^ W:Wú‘ SNlgt^Y {Vuepum;‘Mnm÷ T WR8bDú‘ SNlgt^wR)pum;‘Mnm÷ WR8bDú‘ SNlgt^e°~mNln/mpum;‘M nm÷ WR8bDú‘ SNlgt^ R)pum;‘Mnm÷ WR8bDú‘ SNlgt^NR)pum;‘Mnm÷ T WR8bDú‘ SNlgt^QtR)pum;‘Mnm÷ WR8bDú‘ SNlgt^N÷P<|30pum;‘Mn m÷ WR8bDú‘ SNlgt^‘ R O pum;‘Mnm÷ WR8bDú‘ SNlgt^u riS;opum; ‘Mnm÷ WR8bDú‘ SNlgt^[R)pum;‘Mnm÷ WR8bDú‘ SNlgt^‘ –? lpu {, 10 u Qq76 u  SNlgt^e°~mNln/mm÷ 2018^t^t^bTJ m;‘Mnm÷ WR8bDú‘ SNlgt^n/‘ pum;‘Mnm÷ WR8bDú‘ SNlgt^b ue e°QtN§Nm÷ WR8bDú‘ SNlgt^e°‘W0N§pum;‘Mnm÷ WR8bDú‘ SNlg t^MSCIN-VA–EN¤ W_ e>_ c epWú‘ SNlgt^VO etT |m÷ WR8bDú‘ SN lgt^S;u—Pe^m÷ WR8bDú‘ SNlgt^s°Ng RN m÷ WR8bDú‘ SNlgt^MSCI N-VA–Ec epWú‘TWú‘ SNlgt^N-~R)ONlR¨N¤ W_ e>_ c epR8bDú‘ b*ó018^t12g 31e QlSWú‘t ‰!N:980.05NQC0 4.1.2 Wú‘t b Wú‘t \ ~ SWú‘t Rt {N YT L Ng,Wú‘Wú‘t Rt g –P R8NN ^t f –P NLg yNeg V‰–SNvY'[f "‘NN {t [fxU X Qwg 17^tNN XY R8bDt ~ 0 2004-2006^t N Sn~^ú_ bDábX g –PlS ^ú_ lY*^s m Wú‘ú‘t 2006- 2008^tN- R QeVO mwY bD bDábXg –Pl è;v0 2016^t11 N - 18^t S NOSp^Wú‘ú g,Wú‘ g 25e ‘t 0 2008^tR Qeg, Wú‘t QlS 2010^t12g w NSNlgt^Nm2[üO N m÷ Wú‘ú‘ t 2015^t1g wmw Y bDè;v0 2016 ^t11g wSNlgt^e° ~mNln/mpum;‘Mnm÷ T WR8bDú‘Wú ‘t 0 N mwN¤Y'[f~mN[f[f X0 fNlGN0”LR8 g RèR8~{— ^ 2008^t11g R QeSN lgt^Wú‘t g –Pl g,Wú‘ 2017^t7g 10 S fNN¤ è~§N¤ OUt& - 10^t Wú‘t e f TX mwY bDèú‘ ~t Rt 0 2017^t7g wSNlgt^e°~mNl n/mpum;‘Mnm÷ W R8bDú‘Wú‘ t 0 lè R8NN vT+NIuLN SOO 0 R8NNNN TXD<{t Rl0 vvQs‰0 NLg Ty Neg c Wú‘t QlSO\QúQ[NKe0 {, 11 u Qq76 u  SNlgt^e°~mNln/mm÷ 2018^t^t^bTJ 4.2 {t N[ùbTJg Q…g,Wú‘\u‰Oá`Qvf g,bTJg Q… g,Wú‘t NN%hW(T y]O\v–OM0 OqgQlSQ…è§R6vetOS‰B ~~íNQ…c§g:R6v[U R _:Q…è–ic§R6N –2 xnOT yl‰{t R6^v=[ OWú‘T _—R0N%h<\eL0 QlS v[èèc qg‰vgC–Pz ^ evc§ s°W:hg0 ‘bgTNTX{Iel rìz {, 13 u Qq76 u  SNlgt^e°~mNln/mm÷ 2018^t^t^bTJ W0_ \UWú‘\TQlS{t vT ‰'z=h8 Ss°SecQúe9ú^vwcON RèèLet e9 T e[g T cNTQlS{t \BQúQwv[z=h8bTJ0 g,bTJg Q… Wú‘t NQ…è[z=h8N;‰O\YN 1 Qh—b \UWú‘\T ‰[]O\ xnOWú‘Drìz`'0 Ql^s`'ST lT ‰ N;‰eg N%h 7.4.7.1 1,231,873.16 6,945,455.74 ~{— N‘ 128,972.40 8,474.55 [XQúO‘ 66,751.35 25,142.71 N¤ `'‘D§ 7.4.7.2 19,390,439.47 35,253,626.47 QvN- hbD 19,390,439.47 35,253,626.47 Wú‘D - - P:R8bD - - D§e/c R8bD - - 5‘^bD - - Mu ‘D§ 7.4.7.3 - - NpQe.‘D§ 7.4.7.4 - - ^”e6R8n {—k> 335,322.53 457,244.81 ^”e6R)`o 7.4.7.5 891.60 1,703.15 ^”e6) 864.16 - ^”e6u3-> - 806.73 ^b@_— D§ - - QvND§ 7.4.7.6 - - {, 20 u Qq76 u  SNlgt^e°~mNln/mm÷ 2018^t^t^bTJ D§`; 21,155,114.67 42,692,454.16 g,g g+ N ^t^g+ P:Tb@g gCv –DèS÷ 2018^t12g 31e 2017^t12g 31e P: wíg P k> - - N¤ `'‘P: - - Mu ‘P: 7.4.7.3 - - SVQúV-‘D§k> - - ^”NR8n {—k> 2.15 791,320.24 ^”NNk> - 164,107.85 ^”N{t Nb‘l 26,916.98 52,376.82 ^”NbX{9 4,486.16 8,729.48 ^”N U.g R9 - - ^”NN¤ 9( 7.4.7.7 129,638.53 30,817.43 ^”N¤ 9 - - ^”NR)`o - - ^”NR)m - - ^b@_— P: - - QvNP: 7.4.7.8 210,000.00 216,300.67 P:T 371,043.82 1,263,652.49 {, 21 u Qq76 u  SNlgt^e°~mNln/mm÷ 2018^t^t^bTJ b@g gCv [e6Wú‘ 7.4.7.9 21,034,958.14 32,404,151.82 g*R ‘M)m 7.4.7.10 -250,887.29 9,024,649.85 b@g gCvT 20,784,070.85 41,428,801.67 P:Tb@g gCv`; 21,155,114.67 42,692,454.16 lè bTJb*kbe2018^t12g 31e Wú‘QP<0.9881QC Wú‘`;21,034,958.14N0 7.2 R)mh O N;OS SNlgt^e°~mNln/mpum;‘Mnm÷ WR8bDú‘ g,bTJg 2018^t1g 1eó018^t12g 31e SUOM Nl ^ QC g,g N ^t^Skg y v –DèS÷ 2018^t1g 1eó018 2017^t1g 1eó017 ^t12g 31e ^t12g 31e N 0 e6Qe -5,635,761.90 26,976,627.04 1.R)`oe6Qe 38,288.48 1,650,396.79 QvN- [Xk>R)`oe6Qe 7.4.7.11 38,288.48 255,710.81 P:R8R)`oe6Qe - - D§e/c R8R)`oe6Qe - - NpQe.‘D§e6Qe - 1,394,685.98 QvNR)`oe6Qe - - 2.bD6v c_Y1N - XkR 5,726,594.70 15,195,105.58 QvN- hbD6v 7.4.7.12 5,393,997.74 13,569,400.59 Wú‘D6v - - P:R8bD6v 7.4.7.13 - - D§e/c R8bD6v 7.4.7.13.5 - - 5‘^bD6v 7.4.7.14 - - Mu ]Qwe6v 7.4.7.15 - - )e6v 7.4.7.16 332,596.96 1,625,704.99 {, 22 u Qq76 u  SNlgt^e°~mNln/mm÷ 2018^t^t^bTJ 3.QlQAN÷P 3,815,552.60 736,191.11 4,551,743.71 2.Wú‘Nk> -15,184,746.28 -2,937,833.53 -18,122,579.81 V0 g,g T Wú‘ g NR ‘M)mN§ vWú‘ - - - P 13,764,532.76 2,684,739.49 16,449,272.25 2.Wú‘Nk> -258,374,844.80 -17,946,069.58 -276,320,914.38 V0 g,g T Wú‘ g NR ‘M)mN§ vWú‘ - - - P_ [X~íg –P [ –k!zR– S bì¤-D )`oQqR– Nl ^ 276,864,591.36QC N ~fnSNl8S-Y)O ^ NRb@(rykfnT O )fnSNl8S-Y) [W(2016){,1542S÷DTJNN0 ~T N-VvO Y hH 0 SNlgt^e°~mNln/mpum;‘Mn m÷ WR8bDú‘ú‘T 0 N2016^t11g 25ekc_ u eH Wú‘T u eHevWú‘`; ‘ N:277,014,463.86NWú‘ QvN-¤-D )`obT 149,872.50NWú‘ g,Wú‘Wú‘ t NN:SNlgt^Wú‘t g –PlS Wú‘X{NN:N-V”Lg –PlS0 h9cn0 N-SNNl QqTVR8bDú‘0 T0 SNlgt^e°~mNln/mpum;‘Mnm÷ WR8b Dú‘ú‘T 0 vg Qs‰ g,Wú‘bD VN:Qwg oY}mAR¨`'v‘]Qw S bìVQ…Ol SLvh(S T+N-\ g0 R N gSQvN~N-VvO h8QN ^ vh)0 ln/g:R6N QAbD vn/T N¤ b@N ^ vh(NN {y n/h vh )0 P:R8(VP:0 ‘P:0 O N /QlS P:0 k!~§P:0 SlbP:R8(T+R yN¤ Sl:)0 Y.Lyhcn0 wíg D80 …íg D80 N-g yh cn{I)0 D§e/c R80 P:R8V- ”L[Xk>0 '^ W:]Qw0 gC0 g 'Sl_l‰ N-VvO QAWú‘DQvN‘]Qw(OF{{&T N-VvO vQs‰)0 g,Wú‘ h9cnl_l ‰‰SN D R0 g,Wú‘ g vhD§S`Wú‘D§vkON:0-95%(bDVQ…OlSL N ^ vhSbDn/h vhv`;TS`Wú‘D§v0-95%) QvN-bDg,Wú‘L[ve°~ mNN;vQsR8kON ONN—^°‘N S bì~{— N‘ [XQúO‘ ^”e6u3->{I)Wú‘D§ v80% QvN- g,Wú‘ g QhèCv^ P00 N-VR8bDú‘ SOO (NN {y N-VWú‘ SOO ) v0 R8bDú‘ h8{— Rc _ 000 SNlgt^e°~mNln/mpu m;‘Mnm÷ WR8bDú‘ú‘T 0 TW("bh–Dè7.4.4b@R y:vN-VvO 0 N-VWú‘ N SOO S^ vg Qs‰SQAvWú‘LN [RdO\ R60 {, 25 u Qq76 u  SNlgt^e°~mNln/mm÷ 2018^t^t^bTJ h9cn0 Ql_ R–R8bDú‘\{t Rl0 vvQs‰ _ e>_ Wú‘(Wú‘T u eHT í60N*]O\eQús°Wú‘ g Nep‘ ná200Nb Wú‘D§QP y0 SOQúU.‘D§Sc g ó0g bD ‘D§vR |{SQNg,Wú‘ù‘D§vc g a V Tc g 0 g,Wú‘°eà‘D§ |{N:SOQúU.‘D§Sc g ó0g bD g,Wú‘RMNN¤ vvc g vhbDP:R8bD |{N:NQlQAN÷P<‘ QvSR¨Qe_Sg c_vv‘D§ NQlQAN÷P<‘ QvSR¨Qe_Sg c_vv‘D§W(D§P:hN-NN¤ `'‘ D§ y:0 g,Wú‘ g vQvN‘D§ |{N:^”e6k>y S bì”L[Xk>0 NpQe.‘D§TQvNT |{ ^”e6k>y{I0 ^”e6k>yf/c W(m; W:N-lg bN÷ Ve6‘Vú[b Sxn[v—^Mu ‘D§ (2) ‘P:vR |{ {, 26 u Qq76 u  SNlgt^e°~mNln/mm÷ 2018^t^t^bTJ ‘P:N Yxn¤eR |{N: NQlQAN÷P<‘ QvSR¨Qe_Sg c_vv‘P:SQvN‘ P:0 g,Wú‘RMfeà‘P:R |{N:NQlQAN÷P<‘ QvSR¨Qe_Sg c_vv‘P:0 g, Wú‘ g vQvN‘P:S bìQvNT |{^”Nk>y{I0 7.4.4.4 ‘D§T‘P:vR Yxn¤ T ~í‘~kbxn¤ ‘D§ ‘P:Ng,Wú‘ N:‘]QwTT vN ee c QlQAN÷PN-S T+vP:R8woeb N k!–doeó-pekbvR)`o SUrìxn¤N:^”e6y v0 ^”e6k>yTQvN‘P:vvQsN¤ 9(QeR Yxn¤‘ [ùNNlQAN÷P<‘ QvSR¨Qe_Sg c_vv‘D§ c qgQlQAN÷PyTQvN‘P:‘([–E)sl NdJOYb g,LT ~í‘ ‘D§ná R gaNNKN v NN~kbxn¤ (1) e6S‘D§s°‘A‘TT gCR)~ kb (2) ‘D§]òl N g,Wú‘ ‘D§b@ggC N QàNNb@g v–ib‘ll~le e b (3) ‘D§]òl }q6g,Wú‘lg lN_lg OuY‘D§b@ggC N QàNNb@g v–ib‘l OFf/e>_ N[ù‘D§c§R60 ‘D§~kbxn¤e Qv&—b÷PyN-S T+vc }/g*R ‘M]ò[s°c_vS`Wú‘PyN-S T+vc }/g*[s°c_vS`Wú‘PyW(c gg xn¤vR)`oe6Qec [–E)sl{— [–E)slN v~l]_ vR c v~l{— 7.4.4.10 9(vxn¤T‘ g,Wú‘{t Nb‘lbX{9(9(mvg c Wú‘T ~[v9T{—elexn¤ QvN‘P:W(c gg xn¤vR)`oe/Qúc [–E)sl{— [–E)slN v~l]_ vR c v~l{— 7.4.4.11 Wú‘e6vR ‘M?{V kN Wú‘Ng T {IR ‘MC0 g,Wú‘6vNs°‘b_ R ‘M OFWú‘ g NSbés°‘ ~R)b \ s°‘R)c R ~–dCevWú‘QP<ê¨l:Wú‘LQbD gg+g* R ‘M) mN-vg*[s°è N:kcep S bìWú‘%m;R¨N§ vg*[s°c_vNSWú‘N¤ N§ vg*[s° ^sQ‘I R gg+ SOR ‘M)mv‘N:gg+g* R ‘M)mN-v]ò[s°è gg+g* R ‘M)mv g*[s°è N:ep R gg+ SOR ‘M)mv‘N:gg+g* R ‘M)m Ss]ò[s°è vbg*[s°è R T vOY ~[TJvbR ‘Mú‘6vN ~–dCeNb@g gCvlú0 7.4.4.12 Y ^ N¤ Y ^ N¤ c N¤ Su evSsg lGs\ Y ^ ‘b{—N:Nl ^ Qe& NQlQAN÷P<‘Y ^ —^' `'yv NO0PO0Pvw0 NK–D0 R8bDú‘DAS×–PhO0Pg R N2018^t1g 1ew§ vR)`oSR)`o`'(e6QeN: U. (2) [ùWú‘R8^ W:N-S_—ve6Qe S bìNpSVh0 P:R8v]N÷e6Qe hvo0 ~R) e6Qe P:R8vR)`oe6QeSQvNe6Qe fN _e6O N b@_— 0 (3) [ùWú‘_—vO N P:R8R)`oe6Qe ^”u1SLP:R8vO N W(T Wú‘/NR)`oeNbcN 420%vN*Nb@_— 0 [ùWú‘N ^ QlSS_—vo~R)b@_— c –P(1N*g NQ…(T+1N*g ) v Qvo~R)b@_—QhQe^”~z b@_— c –P(1N*g NN ó^t(T+1^t)v fQc 50% Qe^”~z b@_— c –P…^tv fQM_e6N*Nb@_— 0 [ùWú‘ g vN ^ QlS–P. ‰ S_—vo0 ~R)e6Qe c qgN ‰{—~z c ê‰ew{— ‰RM S_—vo0 ~R)e6Qe~~ífQc 50%Qe^”~z b@_— N @_—~N u(20%vz s_N*N b@_— 0 [ùWú‘n//mn/bDn/T¤b@N ^ H_—vo~R) HlS^” N-VR8 v{°~{— –P#QlS(NN {y N-V~{— )cQúu3÷ u1N-V~{— HlScOQ…W0N*N bDT Q HlSc qg20%vz sNbcN*Nb@_— 0 Wú‘n//mn/bDn/T¤b@ N ^ v—^_—vo~R) u1N-V~{— qg20%vz sNbcN*Nb@_— 0 (4) Wú‘VQúhc 0.1%vz s4~hN¤ Sp± NpQehN _e6hN¤ Sp± 0 Wú ‘n//mn/NpSV0 ~b0 ` T¤b@N ^ h c qgn/ryR+Le?S:s°Lz l‰4 ~Sp± 0 (5) g,Wú‘W^ ~b¤^úz 0 eY9 D TW0eeY9 D {Iz 9 qg[–E4~XP SUOM Nl ^ QC g,gg+ N ^t^g+ yv 2018^t12g 31e 2017^t12g 31e m;g [Xk> 1,231,873.16 6,945,455.74 [g [Xk> - - QvN- [Xk>g –PN*g NQ… - - [Xk>g –P-3N*g - - [Xk>g –PN*g NN - - QvN[Xk> - - T 1,231,873.16 6,945,455.74 7.4.7.2 N¤ `'‘D§ SUOM Nl ^ QC g,gg+ yv 2018^t12g 31e b g, QlQAN÷P< QlQAN÷PR)`o 285.85 1,665.98 ^”e6[g [Xk>R)`o - - ^”e6QvN[Xk>R)`o - - ^”e6~{— N‘)`o 563.61 24.71 ^”e6P:R8R)`o - - ^”e6D§e/c R8R)`o - - ^”e6NpQe.R8R)`o - - ^”e6u3->R)`o - - ^”e6‘ ~bP [s`o - - QvN 42.14 12.46 T 891.60 1,703.15 7.4.7.6 QvND§ lè eà0 7.4.7.7 ^”NN¤ 9( SUOM Nl ^ QC g,gg+ N ^t^g+ yv 2018^t12g 31e 2017^t12g 31e N¤ b@^ W:^”NN¤ 9( 129,638.53 30,817.43 ”L^ W:^”NN¤ 9( - - T 129,638.53 30,817.43 7.4.7.8 QvNP: SUOM Nl ^ QC g,gg+ N ^t^g+ yv 2018^t12g 31e 2017^t12g 31e ^”NR8UFN¤ SUQCO‘ - - ^”NN9 - 300.67 c9( 210,000.00 216,000.00 T 210,000.00 216,300.67 {, 34 u Qq76 u  SNlgt^e°~mNln/mm÷ 2018^t^t^bTJ 7.4.7.9 [e6Wú‘ ‘SUOM Nl ^ QC g,g yv 2018^t1g 1eó018^t12g 31e Wú‘ N &—b N ^t^g+ 32,404,151.82 32,404,151.82 g,g u3- 3,815,552.60 3,815,552.60 g,g N N - S÷XkR -15,184,746.28 -15,184,746.28 - Wú‘R /Nb{—RM - - Wú‘R /Nb{—SR¨N - - g,g u3- - - g,g N N - S÷XkR - - g,gg+ 21,034,958.14 21,034,958.14 lè u3-+lbQeN NT+lbQúN 7.4.7.10 g*R ‘M)m SUOM Nl ^ QC yv ]ò[s°è g*[s°è g*R ‘M)mT N ^t^g+ 8,489,281.92 535,367.93 9,024,649.85 g,g R)m 4,352,465.53 -11,426,360.25 -7,073,894.72 g,g Wú‘N¤ -3,718,850.76 1,517,208.34 -2,201,642.42 N§ vSR¨ep QvN- Wú‘3-> 1,240,925.71 -504,734.60 736,191.11 Wú‘Nk> -4,959,776.47 2,021,942.94 -2,937,833.53 g,g ]òR ‘M)m - - - g,gg+ 9,122,896.69 -9,373,783.98 -250,887.29 7.4.7.11 [Xk>R)`oe6Qe SUOM Nl ^ QC g,g N ^t^Skg yv 2018^t1g 1eó018^t12g 31e 2017^t1g 1eó017^t12g 31e m;g [Xk>R)`oe6Qe 28,932.71 160,702.19 [g [Xk>R)`oe6Qe - 23,333.45 QvN[Xk>R)`oe6Qe - - ~{— N‘)`oe6Qe 8,166.46 62,401.67 QvN 1,189.31 9,273.50 T 38,288.48 255,710.81 {, 35 u Qq76 u  SNlgt^e°~mNln/mm÷ 2018^t^t^bTJ 7.4.7.12 hbD6v 7.4.7.12.1 hbD6v NpSVh]N÷e6Qe SUOM Nl ^ QC g,g N ^t^Skg yv 2018^t1g 1eó018 2017^t1g 1eó017 ^t12g 31e ^t12g 31e SVQúhb N¤`; 205,641,763.15 150,164,806.83 Q SVQúhb g,`; 200,247,765.41 136,595,406.24 NpSVh]N÷e6Qe 5,393,997.74 13,569,400.59 7.4.7.13 P:R8bD6v 7.4.7.13.1 P:R8bD6vyvgb lè g,Wú‘,bTJg SN ^t^Skg eàP:R8e6v0 7.4.7.13.2 P:R8bD6v NpSVP:R8]N÷e6Qe lè g,Wú‘,bTJg SN ^t^Skg eàP:R8e6v0 7.4.7.13.3 P:R8bD6v N]N÷e6Qe lè g,Wú‘,bTJg SN ^t^Skg eàP:R8N]N÷e6Qe0 7.4.7.13.4 P:R8bD6v u3-N÷e6Qe lè g,Wú‘,bTJg SN ^t^Skg eàP:R8u3-N÷e6Qe0 7.4.7.13.5 D§e/c R8bD6v lè g,Wú‘,bTJg SN ^t^Skg eàD§e/c R8bD6v0 7.4.7.14 5‘^bD6v 7.4.7.14.1 5‘^bD6vyvgb lè g,Wú‘,bTJg SN ^t^Skg eà5‘^bD6v0 7.4.7.14.2 5‘^bD6v NpSV5‘^]N÷e6Qe lè g,Wú‘,bTJg SN ^t^Skg eà5‘^bD6v0 7.4.7.14.3 5‘^bD6v N]N÷e6Qe lè g,Wú‘,bTJg SN ^t^Skg eà5‘^bD6v0 7.4.7.14.4 5‘^bD6v u3-N÷e6Qe lè g,Wú‘,bTJg SN ^t^Skg eà5‘^bD6v0 {, 36 u Qq76 u  SNlgt^e°~mNln/mm÷ 2018^t^t^bTJ 7.4.7.15 Mu ]Qwe6v 7.4.7.15.1 Mu ]Qwe6v NpSVgC]N÷e6Qe lè g,Wú‘,bTJg SN ^t^Skg eàMu ]Qwe6v0 7.4.7.15.2 Mu ]Qwe6v QvNbD6v lè g,Wú‘,bTJg SN ^t^Skg eàMu ]Qwe6v0 7.4.7.16 )e6v SUOM Nl ^ QC g,g N ^t^Skg yv 2018^t1g 1eó018^t12 2017^t1g 1eó017^t12g 31e g 31e hbD§ v)e6v 332,596.96 1,625,704.99 Wú‘D§ v)e6v - - T 332,596.96 1,625,704.99 7.4.7.17 QlQAN÷PbK~í9 6,687.88 16,222.43 ”L&7g R9 18,000.00 13,500.00 QvN9( - 400.00 T 234,687.88 246,122.43 7.4.8 b g Ny0 D§P:heT Nyvf 7.4.8.1 b g Ny b*óD§P:he g,Wú‘veà{O\b—2b g Ny0 7.4.8.2 D§P:heT Ny b*ó"bhbQúe g,Wú‘veà{O\b—2D§P:heT Ny0 7.4.9 QsTQs| QsTT y N g,Wú‘Qs| SNlgt^Wú‘t g –PlS( SNlgt^ Wú‘t N0 lèQv{°g:g0 Wú‘ U.g:g Wú‘ ) N-V”Lg –PlS( N-V”L ) Wú‘X{N0 Wú‘ U.g:g SNlR8g –PlS( SNlR8 ) Wú‘t Nv 0 Wú‘ U.g:g PineBridgeInvestmentLLC Wú‘t Nv ]e°S:e°bg/N§Ng –PlS Wú‘t Nv Wú‘t Nv SNlR8vc§PQlS0 Wú‘ SNlT R8g –P#QlS( SNlT {, 38 u Qq76 u  SNlgt^e°~mNln/mm÷ 2018^t^t^bTJ R8 ) U.g:g gt^r1^úD§{t (N mw)g –PlS Wú‘t Nvc§PQlS lè N sT¤ WGW(kc^8N R VQ… N ,UFN gak>z0 7.4.10 g,bTJg SN ^t^Skg vQsTN¤ - 7.4.10.1 sTN¤ SUQCLvN¤ 7.4.10.1.1 hN¤ ‘SUOM Nl ^ QC g,g N ^t^Skg QsTT y 2018^t1g 1eó018^t12g 31e 2017^t1g 1eó017^t12g 31e S`_Sg h S`_Sg h b N¤‘ b N¤`;v b N¤‘ b N¤`;vk kO O SNlR8 6,054,231.27 1.53% 6,444,085.32 2.06% 7.4.10.1.2 P:R8N¤ lè eà0 7.4.10.1.3 P:R8V-¤ lè eà0 7.4.10.1.4 gCN¤ lè eà0 7.4.10.1.5 ^”e/NQsTvOc‘ ‘SUOM Nl ^ QC g,g QsTT y 2018^t1g 1eó018^t12g 31e _Sg S`_Sg Oc‘ S`gg+ ^”NOc gg+ ^”NOc‘Y Oc‘ `;‘kO ‘;vkO SNlR8 5,517.23 1.44% 4,070.87 7.79% N ^t^Skg QsTT y 2017^t1g 1eó017^t12g 31e _Sg S`_Sg Oc‘ S`gg+ ^”NOc gg+ ^”NOc‘Y Oc‘ `;‘kO ‘;vkO SNlR8 5,872.49 1.97% - - lè 1. N c‘^ W:N÷h<~g,Wú‘Wú‘t NN [ùeSOUFxn[ Nbc–d1N-VR8v{° ~{— –P#QlSe6Sv{9~bK9Q y:0 2. |{Oc‘Ovg R V bìOc‘6SeN:g,Wú‘OvR8bD zvb gT^ W:Oá`og R{I0 {, 39 u Qq76 u  SNlgt^e°~mNln/mm÷ 2018^t^t^bTJ 7.4.10.2 QsTb‘l 7.4.10.2.1 Wú‘t 9 SUOM Nl ^ QC g,g N ^t^Skg yv 2018^t1g 1eó018^t12g 31 2017^t1g 1eó017^t12g 31e e _Sg Su vWú‘”e/N 407,647.14 1,945,676.89 v{t 9 QvN- e/N U.g:gv 185,651.55 898,603.83 [b7~b¤9 lè e/NWú‘t NSNlgt^Wú‘{t Nb‘l RMN eWú‘D§QP<1.50%v^t9c e}/ógg ^ c g e/N0 Qv{—Ql_ N: e{t Nb‘l RMN eWú‘D§QP< X 1.50% / _S^tY)ep0 7.4.10.2.2 Wú‘X{9 SUOM Nl ^ QC g,g N ^t^Skg yv 2018^t1g 1eó018^t12g 31 2017^t1g 1eó017^t12g 31e e _Sg Su vWú‘”e/N 67,941.23 324,279.54 vbX{9 lè e/NWú‘X{NN-V”LvbX{9 RMN eWú‘D§QP<0.25%v^t9c e}/ó kgg ^ c g e/N0 Qv{—Ql_ N: ebX{9 RMN eWú‘D§QP< X 0.25% / _S^tY)ep0 7.4.10.2.3 U.g R9 lè g,g TN ^tSkg WGeàepcn0 7.4.10.3 N QsTL”LT N ^ W:vP:R8(T+V-N¤ lè eà0 7.4.10.4 T QsTbD,Wú‘`Q 7.4.10.4.1 bTJg Q…Wú‘t N(Vúg D‘D,Wú‘`Q lè g,bTJg SN ^t^ Wú‘t Ng*bD,Wú‘ 7.4.10.4.2 bTJgg+ –dú‘t NNKY vQvNQsTbD,Wú‘`Q lè g,bTJg SN ^t^ –dú‘t NNKY vQvNQsTg*bD,Wú‘ 7.4.10.5 u1QsTO{v”L[Xk>OYS_Sg N§ vR)`oe6Qe SUOM Nl ^ QC {, 40 u Qq76 u  SNlgt^e°~mNln/mm÷ 2018^t^t^bTJ QsT g,g N ^t^Skg T y 2018^t1g 1eó018^t12g 31e 2017^t1g 1eó017^t12g 31e gg+ OY _Sg R)`oe6Qe gg+ OY _Sg R)`oe6Qe N-V”L 1,231,873.16 28,951.79 6,945,455.74 160,702.19 lè g,Wú‘”L[Xk>u1Wú‘X{NN-V”LO{ c ”LT N R)s`o0 7.4.10.6 g,Wú‘(b g Q…SN QsTb R8v`Q lè eà0 7.4.10.7 QvNQsT¤ Nyvf g,Wú‘,bTJg Q…eàQvNQsT¤ Ny0 7.4.11 R)mR ‘MQ lè g,Wú‘,bTJg Q…g*LR)mR ‘M 7.4.12 gg+ 2018^t12g 31e g,Wú‘ g vmAS×–PR8 7.4.12.1 Và¤-°S/XSR8Ngg+ c g vmAS×–PR8 lè g,Wú‘,bTJgg+ eàVà¤-°S/XSR8Ngg+ c g vmAS×–PR80 7.4.12.2 gg+ c g vfeP\rL{ImAS×–Ph lè g,Wú‘,bTJgg+g* c g feP\rL{ImAS×–Ph0 7.4.12.3 gg+ P:R8kcV-¤ N-O\N:bbvP:R8 7.4.12.3.1 ”L^ W:P:R8kcV- g,Wú‘,bTJgg+ SN ^t^g+eà”L^ W:P:R8kcV- 7.4.12.3.2 N¤ b@^ W:P:R8kcV- g,Wú‘,bTJgg+ SN ^t^g+eàN¤ b@^ W:P:R8kcV- 7.4.13 ‘]Qw–i{t 7.4.13.1 –it e?{VT~~gg g,Wú‘:m÷ WWú‘ Qvg v–ie6vN'^ W:Wú‘ P:R8WWú‘ ONNhWWú ‘ N:R8bDú‘-vN-–i N-e6vTy0 g,Wú‘D‘]QwN;‰bìhbD {, 41 u Qq76 u  SNlgt^e°~mNln/mm÷ 2018^t^t^bTJ P:R8bDI0 g,Wú‘(e^8~%m;R¨N-—b4vN ‘]QwvQsv–i;‰bìOáu(–i mA R¨`'–i^ W:–i g,Wú‘Wú‘t NNN–it vN;‰h f/N‰S\ v[ù–i§R6W(–P [v VNKQ… Og,Wú‘(–ie6vNKS_— Osv^saN[s° –ie6vvS9‘M v–i e6vvh 0 g,Wú‘Wú‘t N^úzv–it OS|u1 ~~0 R6^0 mAz TbTJ {IVN*e—bb 0 ~~f/c QlSv–it ~~ggS bìcNO N v–it N [YTXO 0 QlS{t \Bv–i c§R6YTXO 0 –it èl_v[èSQlST N Rèè cNO [ù^úzWú‘–it Q…è§ R6|~T~c Qvg eH`'bbg ~# R6^f/c –it vQsv‰àR6^ f/[ù~~LSQv] O\mAz {IvQwOS‰ mAz f/–it v]O\mAz [~‰NT èèNK–it ]O\vQ… [Tz ^ bTJf/[ùmAz v_‰f T°_U ef/–it ]O\v‘‰ N_f/[ù–it ] O\v`;~Tb—2 g,Wú‘Wú‘t N[ùN‘]Qwv–it elN;‰/`'R gT[‘ gvelS O0mKT y–i§ vS_Y10 N[`'R gv‰QúS R$e-–i_Y1vN%‘ ^TQús°–i_ Y1v‘^0 N[‘ gv‰QúS h9cng,Wú‘bDh ~T Wú‘D§b@(‘]Qwry _ y[v–i‘ c h 0 j!W e^8v‘ bTJ xn[–i_Y1v–PTv^”nOáz ^ SeS—`0[ùT y–iLvwc0 hgTO0 ^v^”Q{V \ –i§R6W(SbS×v V Q… 7.4.13.2 Oáu(–i Oáu(–i/c Wú‘(N¤ N-VàN¤ [ùbKg*\eLT ~# b Wú‘@bDR8NKSLN Qús°0 b~e/NR0gg, `o{I`Q [üú‘D§c_Y1Te6vSS v–i g,Wú‘Wú‘t NW(N¤ RM[ùN¤ [ùbKvDárQLNQER vO00 g,Wú‘”L[Xk> [Xe>W(g,Wú‘bX{NN-V”L VàN ”L[Xk>vQsvOáu(–i ‘'0 g,Wú‘(N¤ b@L vN¤ WGNN-VR8v{°~{— –P#QlSN:N¤ [ùbK[b R8N¤e6Tk>yn {— –i `'_\ W(”LT N ^ W:LN¤ RMWG[ùN¤ [ùbKLOáu(O0^v[ùR8N¤Rre_ L–P6N c§R6v^”vOáu(–i {, 42 u Qq76 u  SNlgt^e°~mNln/mm÷ 2018^t^t^bTJ g,Wú‘Wú‘t N^úzNOáu(–it mAz ùbDyOáu({I~§O0gec§R6R8S LNvOáu(–i N ecS bDR ecOáu(–i N2018^t12g 31e g,Wú‘àP:R8bD2017^t12g 31e T )0 7.4.13.2.1 c wíg Oáu(~§ y:vP:R8bD lè eà0 7.4.13.2.2 c wíg Oáu(~§ y:vD§e/c R8bD lè eà0 7.4.13.2.3 c wíg Oáu(~§ y:vT N [XSUbD lè eà0 7.4.13.2.4 c g Oáu(~§ y:vP:R8bD lè eà0 7.4.13.2.5 c g Oáu(~§ y:vD§e/c R8bD lè eà0 7.4.13.2.6 c g Oáu(~§ y:vT N [XSUbD lè eà0 7.4.13.3 mAR¨`'–i mAR¨`'–i/c Wú‘(\eLN ‘P:g QsvNIReG0D‘í:v–i g,Wú‘mAR¨`' –i e—beêWú‘ g NS–‰BNQvc g vWú‘ SN e—beêbDy b@Y vN¤ ^ W:N m;^&gevSs°V– VàbD–-eàlW(^ W:Qús°RgplR¨v`QNN T t vN÷h ~[W(—^8`QN Nu3÷vY t e_ c§R6Và_ e>u3- Nj!_ ^&gevmAR¨`'–i g eHO–ú‘ g NR)v0 {, 43 u Qq76 u  SNlgt^e°~mNln/mm÷ 2018^t^t^bTJ N2018^t12g 31e g,Wú‘@bbvQhè‘P:vT ~~[R0g eWGN:NN* g NQ…NN `o SNWú‘QP<(b@g gCv)eàVú[R0g eNN `o Vàkd&—bYSsN:g*bs°vT ~ R0g s°‘A‘ 7.4.13.3.1 ‘D§T‘P:vR0gg –P g lè eà0 7.4.13.3.2 bTJg Q…g,Wú‘T D§vmAR¨`'–i g g,Wú‘Wú‘t NW(Wú‘\ N-N%h_ R8bDú‘AR¨`'–it ‰0 (ê017^t10g 1ewL){Il‰‰B[ùg, Wú‘T D§vmAR¨`'–iL{t ìzv–it èè[ùg,Wú‘~T c N–-^c h 0 mAS×–P6vbDykONS~T W(wíeQ…Ss°v~üT c h {ImAR¨`'c h Lc ~í vvmKTR g g,Wú‘DN[QlSSLvR8^ P_ Wú‘qT c g N [N ^ QlSSLvSmAhN _—…N ^ Ql SSmAhv15% g,Wú‘ u1g,Wú‘Wú‘t N{t vQhèDT c g N [N ^ QlSS LvSmAh N _—…N ^ QlSSmAhv30%([Qhc qgg Qsc epgb kOLR8b D_ e>_ Wú‘N-VvO ¤[vrykbDT N S× O–P6)0 g,Wú‘@c è R8W(R8N¤ b@N ^ QvOYNSW(”LT N ^ W:N¤ è Wú‘D§mAf eS×–P6N ê1lv`QS‰–Dè7.4.120 kdY g,Wú‘VQúV-‘D§e_ P Qe wíg D‘”[ùmAR¨`'—lB QvN –P ,N …ú‘ g vP:R8bDQlQAN÷P<0 g,Wú‘;R¨bD NmAR¨`'S×–PD§v^ P0 ~{— Y N‘[XQúO‘I0 {, 45 u Qq76 u  SNlgt^e°~mNln/mm÷ 2018^t^t^bTJ 7.4.13.4.1.1 R)s–i^S SUOM Nl ^ QC g,gg+ 1-3N* 3N*g - 1N*g NQ… 1-5^t 5^tNN N `o T 2018^t12g 31e g 1^t D§ ”L[Xk> 1,231,873.16 - - - - - 1,231,873.16 ~{— N‘ 128,972.40 - - - - - 128,972.40 [XQúO‘ 66,751.35 - - - - - 66,751.35 N¤ `'‘D§ - - - - -19,390,439.4719,390,439.47 ^”e6R8n {—k> - - - - - 335,322.53 335,322.53 ^”e6R)`o - - - - - 891.60 891.60 ^”e6) - - - - - 864.16 864.16 D§`; 1,427,596.91 - - - -19,727,517.7621,155,114.67 P: ^”NR8n {—k> - - - - - 2.15 2.15 ^”N{t Nb‘l - - - - - 26,916.98 26,916.98 ^”NbX{9 - - - - - 4,486.16 4,486.16 ^”NN¤ 9( - - - - - 129,638.53 129,638.53 QvNP: - - - - - 210,000.00 210,000.00 P:`; - - - - - 371,043.82 371,043.82 R)seOa ^:S 1,427,596.91 - - - -19,356,473.9420,784,070.85 N ^t^g+ 1-3N* 3N*g - 1N*g NQ… 1-5^t 5^tNN N `o T 2017^t12g 31e g 1^t D§ ”L[Xk> 6,945,455.74 - - - - - 6,945,455.74 ~{— N‘ 8,474.55 - - - - - 8,474.55 [XQúO‘ 25,142.71 - - - - - 25,142.71 N¤ `'‘D§ - - - - -35,253,626.4735,253,626.47 ^”e6R8n {—k> - - - - - 457,244.81 457,244.81 ^”e6R)`o - - - - - 1,703.15 1,703.15 ^”e6u3-> - - - - - 806.73 806.73 D§`; 6,979,073.00 - - - -35,713,381.1642,692,454.16 P: ^”NR8n {—k> - - - - - 791,320.24 791,320.24 ^”NNk> - - - - - 164,107.85 164,107.85 ^”N{t Nb‘l - - - - - 52,376.82 52,376.82 ^”NbX{9 - - - - - 8,729.48 8,729.48 ^”NN¤ 9( - - - - - 30,817.43 30,817.43 QvNP: - - - - - 216,300.67 216,300.67 P:`; - - - - - 1,263,652.49 1,263,652.49 R)seOa ^:S 6,979,073.00 - - - -34,449,728.6741,428,801.67 lè hN-b@y:N:g,Wú‘D§SP:v&—b÷P< ^vc qgT ~‰vR)s‘°[N÷eb R0g e[peé NNR |{0 {, 46 u Qq76 u  SNlgt^e°~mNln/mm÷ 2018^t^t^bTJ 7.4.13.4.1.2 R)s–ieOa `'R g lè N2018^t12g 31e g,Wú‘*c g N¤ `'P:R8bD2017^t12g 31e T ) Vàkd^ W:R)sv SR¨[ùNg,Wú‘D§QP{I b R0g eW(N ^tNQ… ve?^P:R8vbDON ONNWú‘D§QPyTQvN‘P: Qv&—b÷PT~{— N‘ 1,360,845.56 6.43 8 QvNT yD§ 403,829.64 1.91 9 T 21,155,114.67 100.00 lè /N¤ g:R6bDn/lQAN÷PO ]O\ - - R eS 0 OSZ1NPN 925,250.00 4.45 {, 52 u Qq76 u  SNlgt^e°~mNln/mm÷ 2018^t^t^bTJ S ~üT - - T 7,662,888.00 36.87 8.2.2 bTJgg+ c LN R |{vn/bDhbDT S`Wú‘D§QP 335,322.53 3 ^”e6) 864.16 4 ^”e6R)`o 891.60 5 ^”e6u3-> - 6 QvN^”e6k> - 7 _…dJ9( - 8 QvN - 9 T 403,829.64 8.12.4 gg+ c g vY Nl vSlbP:R8f ~ lè g,Wú‘,bTJgg+g* c g Y Nl vSlbP:R80 8.12.5 gg+ RMSAT hN-[XW(mAS×–PQvf lè g,Wú‘,bTJgg+ RMSAT hN-N [XW(mAS×–PQ0 {, 60 u Qq76 u  SNlgt^e°~mNln/mm÷ 2018^t^t^bTJ §9 Wú‘ g NOá`o 9.1 gg+ Wú‘ g Nb7epSc g N~g NSUOM N c g Nb7 b7WGc g v c g N~g ep(b7) Wú‘ g:gbD N*NbD S``;N S``;N c g N c g N kO kO 378 55,648.04 49,461.11 0.24% 20,985,497.03 99.76% 9.2 gg+ Wú‘t NvNNN TXc gg, Wú‘`Q lè g,bTJgg+ Wú‘t NvNNN TXg*c gg, Wú‘ 9.3 gg+ Wú‘t NvNNN TXc gg, _ e>_ Wú‘`;‘:v`Q yv c g Wú‘`;‘ep‘: NN g,QlS~§{t NTX0 Wú‘Dx zv 0 èè#c gg, _ e>_ Wú‘ g,Wú‘ú‘t c gg, _ e>_ Wú‘ 0 {, 61 u Qq76 u  SNlgt^e°~mNln/mm÷ 2018^t^t^bTJ §10 _ e>_ Wú‘SR¨ SUOM N Wú‘T u eHe 2016^t 11g 25e Wú‘`; 277,014,463.86 g,bTJgg R Wú‘`; 32,404,151.82 g,bTJgg Wú‘;u3- 3,815,552.60 Q:g,bTJgg Wú‘;NN 15,184,746.28 g,bTJgg Wú‘R SR¨N NQ\ N"-"XkR - g,bTJggg+ Wú‘`; 21,034,958.14 {, 62 u Qq76 u  SNlgt^e°~mNln/mm÷ 2018^t^t^bTJ §11‘'NNcíy: 11.1 Wú‘ g NY'O Q bTJg Q…eàWú‘ g NY'O Q0 11.2 Wú‘t N0 Wú‘X{NvN èWú‘X{èèv‘'NNSR¨ bTJg Q… 2018^t8g 20e QlSNT}gNfS‰Hu N:QlSRo`;~t gNfS‰Hu ]ò~§ {t NTXR8bD_w QvNT}]òW(N-VR8bDú‘ SOO Y hH0 N NSR¨]ò c vQs‰Y hH0 QlTJ0 2018^t8g R 8QHu bNN-V”Lg –PlSLL0 N NSR¨]òc vQs‰Y hH0 QlTJ0 11.3 m‰SWú‘t N0 Wú‘"§ Wú‘X{N Rv bTJg Q…eàm‰SWú‘t N0 Wú‘"§ Wú‘X{N Rv0 11.4 Wú‘DVueve9S bTJg Q…Wú‘DVueg*e9S0 11.5 N:Wú‘L[vO ^ NRb@`Q bTJg Q…Wú‘*e9X:Qv[vO ^ NRb@0 g,bTJg Wú‘”e/N~fnSNl8S-Y)O ^ NRb@ rykfnT O vb‘l:60,000.00QCNl ^ NRb@]òT g,Wú‘ON2^tv[ g R0 11.6 {t N0 bX{NSQv~§{t NTXS×z=gb Y Z{I`Q bTJg Q…Wú‘t N0 Wú‘X{NvbX{N RèèSQv~§{t NTXg*S×v{èèz=gb Y Z0 11.7 Wú‘u(R8QlSN¤ SUQCvg Qs`Q 11.7.1 Wú‘u(R8QlSN¤ SUQCLhbDOc‘/N`Q ‘SUOM Nl ^ QC R8UFT y N¤ SUQC hN¤ ^”e/NR8UFvOc‘ Y lè ep‘ S`_Sg h S`_Sg Oc‘ b N¤‘ b N¤`;vk Oc‘ `;‘kO O l_R8 1 195,964,387.62 48.81% 195,664.28 50.95% - mwR8 2 50,175,591.54 12.50% 46,192.76 12.03% - ^SR8 2 29,501,656.50 7.35% 26,924.01 7.01% - SN[‰R8 2 14,633,562.00 3.65% 13,628.30 3.55% - QtN R8 3 13,270,099.68 3.31% 12,093.10 3.15% - N-Oá^úb 3 12,028,967.00 3.00% 10,961.94 2.85% - {, 63 u Qq76 u  SNlgt^e°~mNln/mm÷ 2018^t^t^bTJ SNR R8 1 10,845,127.94 2.70% 9,883.04 2.57% - ‰… e" 2 10,474,429.00 2.61% 9,575.46 2.49% - [ ”R8 1 8,184,513.00 2.04% 7,621.95 1.98% - N-bR8 1 7,722,728.00 1.92% 7,037.70 1.83% - QIY'R8 2 7,066,708.14 1.76% 6,439.89 1.68% - N TR8 2 6,825,999.77 1.70% 6,220.56 1.62% - SNlR8 2 6,054,231.27 1.51% 5,517.23 1.44% - N-‘lS 2 5,351,672.49 1.33% 4,693.71 1.22% - N-”–E 3 4,853,753.84 1.21% 4,520.45 1.18% - e°eR8 1 4,273,435.00 1.06% 3,894.34 1.01% - SN”kR8 1 4,193,823.05 1.04% 3,821.82 1.00% - [‰OáR8 2 2,766,394.00 0.69% 2,576.32 0.67% - VR8 1 2,147,667.00 0.53% 2,000.17 0.52% - t^”R8 2 1,496,705.00 0.37% 1,380.43 0.36% - VlT [‰ 1 1,261,400.00 0.31% 1,174.77 0.31% - l u R8 1 1,237,286.00 0.31% 1,127.54 0.29% - `RlR8 1 1,122,563.72 0.28% 1,045.44 0.27% - S NSN 1 - - - - - N-OáR8 1 - - - - - u3” V 1 - - - - - VmwR8 1 - - - - - N eR8 2 - - - - - ‰… Oá 1 - - - - - n$mwR8 1 - - - - - nX"R8 1 - - - - - ‰WR8 1 - - - - - VQCR8 1 - - - - - N T4R8 2 - - - - - VOáR8 2 - - - - - "R8 1 - - - - - PR8 2 - - - - - WR8 1 - - - - - VTR8 2 - - - - - V‘R8 1 - - - - - OáR8 1 - - - - - {, 64 u Qq76 u  SNlgt^e°~mNln/mm÷ 2018^t^t^bTJ mYUFR8 2 - - - - - SNR8 1 - - - - - ekcR8 2 - - - - - ‰èR8 1 - - - - - bUFR8 1 - - - - - N S R8 1 - - - - - lè 10 béNt R8NpSVvR8~%g:gvh Q QlS^”bé"rQoY} ~%LN:‰ QwY x zv[RvR8QlSSNN x zvg:g T Qvb Qv T O\R8UFyu(Wú‘ u(N¤ ^-OM0 QlSbévcON¤ SUQCvR8UF^”_Sná R Wúg,gaN 1 Qwg v^”vN R~%D< 2 Oá°_UoY} g $^teà‘'‰LN: g*S×v{g:g‘'Y Z 3 D‘ Oá‰oY}0 Q…èt ‰ 0 N%h< QwY PeQhvQ…c§R6^ ^vá,Wú‘\ ^O[v‰B0 4 QwY Wú‘\b@—veH0 [‰QhvgaN N¤ e{&T Nt Wú‘LR8N¤ v—‰ ^v:Wú‘OQh—bOá`og R0 5 QwY x zv[R g Vú[vx zvg:gTN èx zvNTX eQh—b0N:Wú‘O[‰mN0 L N `Q0 ^ W:p 0 hR gvx zvbTJSThR0vOá`og R ^v9cnWú‘Dry[‰B c ON x zvbTJ0 20 béNt R8NpSVvR8~%g:gvz ^ Wú‘t Nh9cnNN h QL[T xn[R8~%g:gvbé0 Wú‘t NN bévR8~% g:g{~N¤ SUQCyu(SOTR8x zvg RSO0 11.7.2 Wú‘u(R8QlSN¤ SUQCLQvNR8bD`Q ‘SUOM Nl ^ QC R8UFT y P:R8N¤ P:R8V-¤ gCN¤ S`_Sg P: S`_Sg P:R8 S`_SggC R8V- b N¤‘ b N¤`;vk b N¤‘ b N¤‘ b N¤`;v b N¤`; O kO vkO l_R8 - - - - - - mwR8 - - - - - - ^SR8 - - - - - - SN[‰R8 - - - - - - QtN R8 - - - - - - {, 65 u Qq76 u  SNlgt^e°~mNln/mm÷ 2018^t^t^bTJ N-Oá^úb - - - - - - SNR R8 - - - - - - ‰… e" - - - - - - [ ”R8 - - - - - - N-bR8 - - - - - - QIY'R8 - - - - - - N TR8 - - - - - - SNlR8 - - - - - - N-‘lS - - - - - - N-”–E - - - - - - e°eR8 - - - - - - SN”kR8 - - - - - - [‰OáR8 - - - - - - VR8 - - - - - - t^”R8 - - - - - - VlT [‰ - - - - - - l u R8 - - - - - - `RlR8 - - - - - - S NSN - - - - - - N-OáR8 - - - - - - u3” V - - - - - - VmwR8 - - - - - - N eR8 - - - - - - ‰… Oá - - - - - - n$mwR8 - - - - - - nX"R8 - - - - - - ‰WR8 - - - - - - VQCR8 - - - - - - N T4R8 - - - - - - VOáR8 - - - - - - "R8 - - - - - - PR8 - - - - - - WR8 - - - - - - VTR8 - - - - - - V‘R8 - - - - - - OáR8 - - - - - - {, 66 u Qq76 u  SNlgt^e°~mNln/mm÷ 2018^t^t^bTJ mYUFR8 - - - - - - SNR8 - - - - - - ekcR8 - - - - - - ‰èR8 - - - - - - bUFR8 - - - - - - N S R8 - - - - - - 11.8 QvN‘'NN ^S÷ QlTJNy l[b—2_ l[b—2g SNlgt^Wú‘ g g P\rLR8 N-VR8b0 N mw 1 O0PW0p N mw^ mfN e°S:l u 199_ Y'N”S^W:1S÷i|17\BSbX{NOOb@ 13.3 g–e_ NpY bDSW(%N eQM9– N_Sc ]g,9- SpN0 bD[ùg,bTJYg u‘ S T¨Wú‘t NSNlgt^Wú‘t g –PlS0 [b7g Rpí~ 400-888-0001 QM9 021- 3878 4638 QlSQW@ www.huatai-pb.com SNlgt^Wú‘t g –PlS 2019^t3g 27e {, 74 u Qq76 u